Pension Broker Expert Nomination Form

Name of Brokerage

Name of person submitting nomination

First Name

Last Name

Position held in Brokerage

Email Address

Address

Phone Number

Website URL

How many employees work in your Brokerage?

1-10

11-20

More than 20

Year business created

1. Please provide an overview of your pensions advisory business, including the proportion of your brokerage dedicated to pension services and the structure of the team responsible for this area. (max 300 words)

0 of 300 max words

2. Please provide evidence of pension client outcomes over the past 1, 3 and 5 years. Include relevant performance indicators, benchmarks or client outcome measures where available. (max 600 words)

0 of 600 max words

Examples may include: Client returns or fund performance where appropriate Client retention Growth in pension assets under advice Number of clients supported through retirement planning Cases where advice improved client retirement outcomes

3. Describe your approach to assessing client needs, retirement objectives, risk tolerance, suitability and ongoing pension reviews. (max 500 words)

0 of 500 max words

Consider areas such as: Pre-retirement planning At-retirement advice Post-retirement income planning Pension transfers or consolidation Employer pension schemes Self-employed pension planning

4. What pension services do you offer and what are the key benefits clients receive from working with your brokerage? (max 300 words)

0 of 500 max words

Examples may include: Personal pensions PRSAs Occupational pension schemes Executive pensions Approved Retirement Funds Pension consolidation Retirement income planning Ongoing reviews and reporting

5. How do you manage investment guidance, pension risk, governance, compliance and regulatory obligations while delivering positive client outcomes?

0 of 500 max words

Consider including: Suitability assessments Risk profiling Fund selection and monitoring Disclosure and documentation Consumer protection requirements Compliance checks and quality assurance

6. What differentiates your pension proposition from competitors, and why do clients choose your brokerage for pension advice?

0 of 400 max words

7. Describe how your brokerage uses technology, digital tools or innovative processes to improve pension advice, client communication, reporting, efficiency or client outcomes.

0 of 400 max words

Examples may include: Client portals Digital fact-finds Retirement planning tools Cashflow modelling Portfolio reporting Automated review reminders Digital onboarding CRM systems

8. How do you deliver and maintain high standards of customer service across your pensions business?

0 of 400 max words

Consider including: Review frequency Response times Client communications Client satisfaction scores Retention rates Referral levels Ongoing education and support

9. Please outline any industry awards, recognitions, professional qualifications, educational achievements or CPD initiatives that demonstrate excellence within your pensions advisory business.

0 of 300 max words

10. In no more than 100 words, explain why your brokerage deserves to win the Pension Broker Expert Award.

0 of 100 max words

11. Please upload supporting evidence that strengthens your application.

Performance reports or client outcome summaries

Client satisfaction surveys

Client testimonials

Case studies

Process documentation

Awards or accreditations

Technology screenshots

Professional qualifications

Additional information Upload

Upload a supporting file

Maximum file size: 5MB

Pension Broker Expert Nomination Form 2026