Central Bank Thematic Inspections

Tue Jul 18 2023

The Central Bank has advised that they have commenced a thematic inspection, the inspection focuses on firms’ practices and standards, including a review of compliance with the Minimum Competency Code (MCC), and KYC (Know your Customer) & Suitability provisions in the Consumer Protection Code.  A questionnaire was issued to a sample of 50 intermediaries on the 14th of July with responses due by Friday the 4th of August.  If you have any queries on this inspection or have received notice of this inspection, please contact the compliance unit for assistance.

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