October Edition – Intermediary Times Newsletter

Thu Nov 3 2022

The Central Bank recently issued its October 2022 Intermediary Times newsletter which can be viewed here.  The newsletter focuses on the following topics:

  • Recent developments:
  • Retail Intermediary Authorisations Webinar;
  • Changes to the Fitness & Probity application process and Central Bank Portal; and
  • Issuing of the 2021 industry funding levy;
  • Central Bank publications relevant for retail intermediaries:
  • An update on the Consumer Protection Code Review
  • Risk of under-insurance in the home insurance market and the role of insurance intermediaries;
  • The impact of Covid-19 on operational resilience and implications for customer service;
  • Upcoming changes to the voluntary revocation process;
  • Reminders on obligations relating to:
    • Changes in qualifying shareholdings; and
    • Legal Entity Identifiers for passporting retail intermediaries;
  • An overview of an enforcement action relating to a breach of F&P pre-approval requirements

If members have any queries on the topics contained in the newsletter,  please contact the compliance unit by calling 01 6613067 or email compliance@brokersireland.ie


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